Portfolio

 

Top 10 Holdings as of 9/30/2018

Novartis AG 5.13%
AstraZeneca plc 4.88%
Johnson & Johnson 4.39%
Allergan plc 3.90%
Bayer AG 3.54%
Gilead Sciences, Inc. 3.38%
CVS Health Corporation 2.05%
Novo Nordisk A/S 2.03%
Roche Holding AG 2.00%
GlaxoSmithKline Capital Inc. 1.84%

This data is subject to change on a daily basis. Percentage of managed assets.

Sub-Sector Allocation as of 9/30/2018

Pharmaceuticals 44.4%
Biotechnology 14.2%
Health Care Providers & Services 13.8%
Health Care Equipment & Supplies _x000D_ 7.9%
Real Estate Investment Trusts 5.1%
Repurchase Agreement 2.4%
Medical Devices and Diagnostics 2.3%
Life Sciences Tools & Services 2.1%
Healthcare Services 0.1%
Other Assets in Excess of Liabilities 7.7%

This data is subject to change on a daily basis.

Asset Allocation as of 9/30/2018

Common Stocks And Warrants 76.1%
Non-Convertible Notes 12.6%
Short-Term Investment 2.4%
Convertible Preferred And Warrants 0.9%
Mandatory Convertible Preferred Stocks 0.5%
Call Option Contracts Written -0.1%
Other Assets In Excess Of Liabilities 7.7%

This data is subject to change on a daily basis. Percentage of managed assets.