Portfolio

Top 10 Holdings as of 9/30/2018

Amgen Inc. 7.10%
Biogen Inc. 7.00%
Gilead Sciences, Inc. 6.00%
Celgene Corporation 5.80%
Illumina, Inc. 3.90%
Vertex Pharmaceuticals Incorporated 3.80%
Regeneron Pharmaceuticals, Inc. 3.30%
Mylan N.V. 3.00%
Johnson & Johnson 2.80%
Alexion Pharmaceuticals, Inc. 2.60%

This data is subject to change on a daily basis. Percentage is based on net assets.

Sub-Sector Allocation as of 9/30/2018

Biotechnology 63.2%
Pharmaceuticals 18.3%
Life Sciences Tools & Services 6.0%
Health Care Providers & Services 4.7%
Health Care Equipment & Supplies _x000D_ 3.7%
Repurchase Agreement 1.6%
Medical Devices and Diagnostics 1.3%
Exchange Traded Fund 1.1%
Health Care Technology 0.2%
Drug Discovery Technologies 0.1%
Other Liabilities in Excess of Assets -0.2%

This data is subject to change on a daily basis. Percentage is based on net assets.

Asset Allocation as of 9/30/2018

Common Stocks And Warrants 93.0%
Convertible Preferred And Warrants 3.2%
Short-Term Investment 1.6%
Exchange Traded Fund 1.1%
Milestone Interests 1.1%
Convertible Notes 0.2%
Other Liabilities In Excess Of Assets -0.2%

This data is subject to change on a daily basis. Percentage is based on net assets.